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EXPECT FOCUS VOLUME I 2010 WINTER
Table of Contents
 
In the Spotlight: Jorden Burt Trial Team Claims Victory in First Stanford Financial Group Criminal Trial
Supreme Court to Rule on Key Class Action Issues; State Prohibitions On Discretionary Clauses Not Preempted By ERISA
Supreme Court Denies Certiorari in 401(k) Fee Suit; Extension of the NOL Carryback Period Also Applies to Life Companies
Different Class Certification Outcomes in COI Cases; Class Certified in "Revenue Sharing" Case; 23(f) Sought
Florida Senior Suitability Rule Takes Effect; Annuity and Life Insurance Guidance Included in Federal Agendas
Claim Brought Against Company is Not a Claim Made Against a Director or Officer; Belt and Suspenders: Careful Structuring of Liability Transfer Pays Off
State Farm Appeals $310 Million Fine; Be Careful Before Signing that Warranty Letter; Court Allows Action For Global Warming Damages
Asset Rating Requirement for Reinsurance Trusts Clarified in NY; Arbitration Treaty Prevails Over State Insurance Law Prohibiting Arbitration
Treaty Tips: Don't Leave It to a Court to Interpret The Parties' "Deems"; Scottish Court Breathes New Life Into Petition To Approve Solvent Scheme Of Arrangement
Congress to Pass Data Security Breach Legislation?; Financial Services Firm Settles Privacy Class Action Lawsuit
SEC Fights To Save Rule 151A
401(k) Participant Permitted to Sue for Breach of ERISA Fiduciary Duties; Labor Department Withdraws Investment Advice Regulation
SEC Adopts Amendments to Custody Rule for Registered Investment Advisers; SEC Adopts Model Privacy Form
Court Upholds Mandatory Arbitration Clause; SEC Extends AML Relief
SEC Turns Up Heat on Insider Trading; Regulatory Reform Threatens Mandatory Arbitration
FINRA Tackles Compensation Issues; Proposed SEC Funding Changes Not Mere Bean Counting
Congress, Federal Regulators Seek to Promote Use of Annuities in 401(k) Plans; FINRA Enforcement Pattern Favors Automated AML Procedures
Revised Class Definition Does Not Sustain CAFA Removal; Arizona Terminates Interlocutory Review of Class Certification Denials
Leaky Tubs Sink Plaintiffs' Class Certification; Standards of Review for Class Certification Appeals Narrowed
Three Justices Concerned Over Class Notification Costs; Arbitration Roundup
News and Notes
 
Legal Horizons Archived Issues