EXPECT FOCUS VOLUME II 2011 SPRING
Table of Contents
Suitability Wildfire
Guaranteed Deferred Annuities: Uncertainties Persist
Monitoring Calls to Settlement Administrator OK, says Court; FAA Trumps State Prohibitions Against Class Arbitration Waivers
Retained Asset Account Litigation Update; A Tax-Free Exchange of Cash-Value Life Insurance Policies Does Not Maintain "at the Time First Covered" Status for an Employee
Progress on Key Dodd-Frank Appointments; The Verdict Is In Incontestability - Provision Trumps Insurable Interest Arguments
Fifth Circuit Permits Discovery in ERISA Dispute; Seventh Circuit Reverses ERISA Dismissal
First Circuit: Refusal to Cooperate Breached Policy; Claims for Reimbursement Should Be Made Before Initiation of Lawsuit; Florida's Public Adjuster Ban Ruled Unconstitutional
States Divided on Surplus Lines Approach; Treaty Tips: Prepared To Honorably Engage?
More Action on State Reinsurance Collateral Requirements; Retrocessionaire Bound by Unwritten Agreement
2011 for 12b-1?; Warmed-Over Money Market Fund Credit Rating Proposal
Incentive Compensation to Receive SEC Scrutiny
Firms to 'Fess Up to FINRA; Seeds of an SRO for Independent Investment Advisers
Dodd-Frank Whistleblower Program Encourages Self-Reporting to the SEC; Foreign Account Reporting Requirements Clarified
Communication From Debt Collector To Consumer's Attorney May Be Actionable Under The FDCPA; Potential Intraclass Conflict Does Not Defeat Illinois Class Action
Order Withdrawing Approval of Class Settlement Not Appealable; Pre-certification Offer of Judgment Doesn't Moot Class Action
Arbitration Round-Up; California High Court Sets Precedent for Consumer Class Actions Over Retailers' Collection of ZIP Codes
Is FTC's "Do Not Track" System Becoming A Reality?
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