EXPECT FOCUS VOLUME IV 2007 FALL
Table of Contents
In the Spotlight
Annuity Sales Practices Update; Optional Federal Charter Takes a Backseat to Terrorism Backstop Bill
Senior Investment Fraud Claims Receive Federal and State Attention; Court Approves Settlement in Cooper v. Pacific Life
Insurer Responsibilities With Respect to Suitability; New Actions Against Agents Selling Annuities to Seniors
Settlement Class Members Denied Second Bite at the Apple; Are Insurance Policies Protected by U.S. Copyright Law?
Closing the Storm Surge Floodgates; The Duty to [Promptly] Defend?
Spitzer Vetoes Late Notice Billl; Cybersquatters Eyeing New .Asia Domain Names
Congress Considers TRIA Extension; States Modify Captive Laws To Attract Insurers
Treaty Tips: "Follow The Fortunes" Not Implied; Putative Class Action Filed Against Lloyd's Syndicates and Brokers; Reinsurers: Limit YourOFAC Exposure
NOTEWORTHY: Connecticut Attorney General Alleges Antitrust Violations; Jorden Burt a "Recommended Law Firm"; THE MONITOR:SEC in Transition
SEC Adopts XBRL for Mutual Fund Risk/Return Summaries SEC Finalizes Adviser Anti-Fraud Rule
SEC Sanctions Pension Consultant; Know Your Compliance Obligations
SEC E-Proxy Rules Mandate Shareholder Choices; SEC Grants Temporary Principal Trading Relief
SEC Approves New Requirements for Sales of Deferred Variable Annuities; Mandatory Arbitration Clauses in Jeopardy
FINRA Moves With Respect to Seniors and Near Seniors; Broker-Dealers: Are Your Business Entertainment Policies Up To Date?
Registered Reps Fear Defamation; FINRA Endorses Multiple CCOs/CEOs
Court Clarifies Class Certification Standard; Court Imposes Conditions to Prevent Plaintiffs' End-Run of CAFA
Interlocutory Class Appeals; Filed-Rate Doctrine Applies In Class Actions
Updates from the World of Arbitration
News & Notes
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