EXPECT FOCUS VOLUME III 2007 Table of Contents   IN THE SPOTLIGHT: Fee-Based Brokerage Accounts Third Circuit Revives RICO Claim; Annuity Sales Suits Consolidated MN Annuity Sales Disputes; Congressional Updates Another Annuity Case Dismissed; COLI Owned by Life Companies COI Suit vs. AIG is DOA; Thorn and Hunter Fine in SC GEICO Adjusters Sue for Overtime; Law Firm Knew of Malpractice Claim Statutory Bad Faith Causes of Action; Katrina Policyholders Hope for Settlement; Supreme Court Rules Reckless = Willful States Looking at Reinsurance Coverage Gaps Between UK and US; No Claim for Fiduciary Against Reinsurer; Three New Run-Off Reports NOTEWORTHY: To Waive or Not to Waive; Pro Bono Spotlight Washington Monitor: SECm ICI, ACLI, NAVA and XBRL SEC Chairman Pondering 12b-1 Fees; More 12b-1 Fees Guidance Published NASD's Registered Principal Proposal; Industry Critical of SEC Proposals Streamlined Mutual Fund Prospectus; Searching for Class Certification Theory NASD/NYSE Combo Continues to Percolate; Impact of Risky Mortgages NASD, SEC Conflict Over Roving Reps; AML Help for Broker-Dealers Soft Dollar Arrangements for Third Party Research; Admissibility of Electronic Signatures Unsolicited Faxes Generate Class Action; No One-Way Intervention in CA Eleventh Circuit Tightens RemovalsDamages and Choice of Law; Issues Sink Class Action Arbitration Update News & Notes   Legal Horizons Archived Issues Current Issue Expect Focus Volume I 2010 Winter Expect Focus Volume IV 2009 Fall Expect Focus Volume III 2009 Summer Expect Focus Volume II 2009 Spring Expect Focus Volume I 2009 Winter Expect Focus Volume IV 2008 Fall Expect Focus Volume III 2008 Summer Expect Focus Volume II 2008 Spring Expect Focus Volume I 2008 Winter Expect Focus Volume IV 2007 Fall Expect Focus Volume III 2007 Expect Focus Volume II 2007 Spring Expect Focus Volume I 2007 Winter Expect Focus Volume III 2006 Fall Legal Horizons, Volume II, 2006 Legal Horizons, Volume I, 2006 Legal Horizons: Volume IV, 2005 Legal Horizons: Volume III, 2005 Legal Horizons: Volume II, 2005 Legal Horizons: Volume I, 2005 Legal Horizons: Volume III, 2004 Legal Horizons: Volume II, 2004 Legal Horizons: Volume I, 2004 Legal Horizons: Volume II, 2003 Legal Horizons: Volume I, 2003 Legal Horizons: Volume IV, 2002 Legal Horizons: Volume III, 2002 Legal Horizons: Volume II, 2002

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