EXPECT FOCUS VOLUME I 2007 WINTER
Table of Contents
In The Spotlight: Revenue Sharing: A new Wave of Class Action Litigation in 401(k) Industry; Refocus
Court Dismisses Nationwide LTC Class Action; A "Thorn" in Plaintiff's Side
Summary Judgment Granted to Insurer in "Bonus Annuity" Case; Demutualization Suit Dismissed Under SLUSA
Insurer Stamps Out Juvenile Smoker Class Action; 110th Congress—Democrats Outline Financial Services Agenda
Who Moved Our Policies? Bankruptcy Sale of Life Insurance Policies; First Circuit: Rescission Decision Affirmed With Precision
Round Two to the Insurers: Who Pays for Water Damage?; Notice-Prejudice Rule Does Not Apply to Claims-Made Policies
Insurer Unable to Escape Bad Faith Liability; Jury Awards $2.8 Million in Trade Insurance Dispute
Accounting for Reinsurance-Now You "C" It, Now You Don't; Court Steps in to Appoint Replacement Umpires
Staying Focused on Reinsurance, Credit for Reinsurance Debate Continues; Reinsurance Does Not Save Voidable Preference
Noteworthy: Financial Services Institutions Are Wise To Pay Close Attention to Their Telecom Arrangements; Equal Rights Center Files Fifth National Discrimination Lawsuit
Noteworthy: $52 Million Overtime Pay Verdict Reversed; NASD Members Approve NYSE Merger
Manager-Less Management Companies; SEC Proposes New Adviser Antifraud and Accredited Investor Rules
Goldstein to SEC: Form 13F is Unconstitutional; Identity Theft a Top SEC Concern; SEC Amends Rule 22c-2 Shareholder Information Requirements
SEC Snags BISYS in Rebate Scandal, More Fallout Expected; Disaster Recovery Sites Raise Regulatory Issues
SEC May Clarify Status of Indexed Products; Cool Reception for Discovery Arbitrators
NASD Tweaks Proposed Variable Annuity Suitability Rule (Again); Revolving Door Turbulence: Financial Firms Feud Over Departing Employees; Variable Products Escape Ban on Payment Plans
Beware of Shell Company Money Laundering Risks; "Networking" Arrangements in Jeopardy?; Regulators Pursue 529 Plan Sales Practices
Class Action Prohibitions In Arbitration Clauses Given Close Scrutiny;
Rule 68 Offer Doesn't Derail Class Action; Collection, Unfair Practices Claims Arbitrable in Florida
Pharming: Are Your Customers Protected?; Court Approves Pleading Around CAFA
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