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LEGAL HORIZONS, VOLUME II, 2006
Table of Contents
 
New "Universal Life" Class Action Filed in California; Modal Premium Litigation Moving Beyond New Mexico
Jorden Burt Achieves Market Timing Victory; Association Health Plans Finally on the Move?
Regulators and Industry Take Part in NASD Annuity Roundtable
Uncertain Future for Pension Reform; Senate Introduces Optional Federal Charter Bill
Where Can I Travel? Reviewing the Ban on Travel-Based Discrimination; Getting Closer to Suitability for All; Class Action Suit Arises from Allegedly Uncompetitive Rates
Treaty Tips: What Your Arbitration Clause Says (or Doesn't Say); Group of 30 Examines Worldwide Reinsurance Industry
The Shifting Sands of SSAP No. 61; Update on Katrina-Related Litigation
Fourth Circuit Rejects Per Se Disqualification Rule; Connecticut Court Rules on 3rd Party Claimants' Ability to Assert Unfair Claims Settlement Practices Against Insurance Companies
"Fringe" Banking Comes to Main Street
DC Circuit Holds that Gramm-Leach-Bliley Does Not Apply to Attorneys; Adverse-Action Notice Required for Credit-Based Premium Rate Increases; No Private Right of Action Under HIPAA
Evidentiary Hearing Not Essential to Compel Arbitration; Court Denies Arbitration Outside Its District
Class Cert. Against Health Plan Reversed; 1st Cir. Invalidates Contractual Prohibition of Class Arbitration; Supreme Ct. Bars State-Law "Holder" Class Claims; Greater Disclosure of MF Exec. Comp.?
Ct, Rules Against SEC on Key Fund Gov. Provs.; MF to Rpt. Susp. Transactions; Deadline Approaches Under 1940 Act Rule 22c-2; NASD Rules 3012, 3013; SEC Makes Example of BD for Overlooking Red Flags
Anti-Money Laundering Compliance - What's New?
NASD Issues Alert on Customer Advisory Centers; Advisers Act Rule 202(a)(11)-1; NASD Initiatives Aimed to Protect Citizens
Books/Records Relief for BDs; NASD Finds/Suspends Bkrg. Firm for Ins. Reg. Violations; Loan Orig. May Not Be Exempt from OT Under Outside Sales Exemp.; Depart. Emps. May Be Held Liable - Del. Files
Supreme Court Says Patent Alone Does Not Equal Market Power; First There Was ".com," Now There Is ".mobi"
Information Technology & Business Process Outsourcing: What Is It and Why Consider It?
News & Announcements
 
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