Cohen Published in The Investment Lawyer, September 2011 IssueGary Cohen's article "SEC Financial Literacy Study: Wallop for Mutual Funds" was published in the September 2011 issue of The Investment Lawyer.
Oct 19, 2011
Choi Spoke at LIMRA Distribution Leaders Round TableRichard Choi Spoke at LIMRA's 61st Distribution Leaders Round Table
Feb 3, 2010
Cohen Moderated Panel on Hot Topics in Insurance Products and ServicesGary Cohen moderated a panel on Hot Topics in Insurance Products and Services on April 2, 2009.
Jan 23, 2009
Choi published in the March 2007 issue of NAVA OutlookRichard Choi's article "ETFs - Coming Soon to a Variable Annuity Near You" was published in the March 2007 issue of NAVA Outlook>
May 7, 2007
Joan Boros's Sky Radio Interview, 01-02-2007Click here to listen to Joan Boros' interview, "The Changing Landscape of Retirement Investing," airing in April on the Fortune Magazine Radio Network on American and Northwest airlines.
Compliance Issues Affecting Mutual Funds And Indexed AnnuitiesRichard Choi discusses mutual funds compliance issues with Metropolitan Corporate Counsel magazine.
Jan 9, 2007
Five Financial Services Industry Lawyers Join Jorden BurtRichard T. Choi, Gary O. Cohen, Thomas C. Lauerman, Marvin "Chip" Lunde, III and Peter E. Panarites have joined Jorden Burt's Mutual Funds & Investment Advisers Group.
2006 Final Interpretive Release on Soft Dollars
Disclosure Reform Discussed at Recent Mutual Fund Interactive Data RoundtableThe SEC actively pursues disclosure reform for operating companies in general and mutual funds in particular.
SEC Complies with Court Order on Mutual Fund Governance RuleThe SEC today reoponed the public comment period for 60 days on the Mutual Fund Governance Rule regarding the Independent Chair and 75 independent membership requirements. An outline for the JB fund/adviser industry site is coming soon.
SEC Provides Guidance on Electronic Filing Issues for Investment Company RegistrantsThe SEC recently issued a notice discussing procedural issues affecting EDGAR filings by investment company registrants.