Choi Spoke at LIMRA Distribution Leaders Round Table
Feb 3, 2010 Richard Choi Spoke at LIMRA's 61st Distribution Leaders Round Table on February 4, 2010.
Choi published in the March 2007 issue of NAVA Outlook
May 7, 2007 Richard Choi's article "ETFs - Coming Soon to a Variable Annuity Near You" was published in the March 2007 issue of NAVA Outlook
Joan Boros's Sky Radio Interview, 01-02-2007
2007 Click here to listen to Joan Boros' interview, "The Changing Landscape of Retirement Investing," airing in April on the Fortune Magazine Radio Network on American and Northwest airlines.
Compliance Issues Affecting Mutual Funds And Indexed Annuities
Jan 9, 2007 Richard Choi discusses mutual funds compliance issues with Metropolitan Corporate Counsel magazine.
Five Financial Services Industry Lawyers Join Jorden Burt
March 2006 Richard T. Choi, Gary O. Cohen, Thomas C. Lauerman, Marvin "Chip" Lunde, III and Peter E. Panarites have joined Jorden Burt's Mutual Funds & Investment Advisers Group.
2006 Final Interpretive Release on Soft Dollars
July 2006
Disclosure Reform Discussed at Recent Mutual Fund Interactive Data Roundtable
June 2006 The SEC actively pursues disclosure reform for operating companies in general and mutual funds in particular.
SEC Complies with Court Order on Mutual Fund Governance Rule
June 2006 The SEC today reoponed the public comment period for 60 days on the Mutual Fund Governance Rule regarding the Independent Chair and 75 independent membership requirements. An outline for the JB fund/adviser industry site is coming soon.
SEC Provides Guidance on Electronic Filing Issues for Investment Company Registrants
June 2006 The SEC recently issued a notice discussing procedural issues affecting EDGAR filings by investment company registrants.
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