JORDEN BURT ALERT: SEC Invites Company Input on Index Annuity Rule 151A May 29, 2009
The SEC adopted Rule 151A under the Securities Act, which, in effect, requires issuers of index annuities to register their index annuities as securities and requires distributors to register as broker-dealers.
To read the Client Alert, click below:
SEC Invites Company Input on Index Annuity Rule 151A
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