JORDEN BURT ALERT: OCIE Chief Urges Advisory Firms to "Step Up" to Today's Compliance Challenges
March 16, 2009
March 16, 2009 - Last week, Lori Richards, Director of the SEC's Office of Compliance Inspections and Examinations, urged advisory firms attending the 11th Annual IA Compliance Best Practices Summit to "step up" and strengthen their "culture of compliance."
To read the Client Alert, click below:
OCIE Chief Urges Advisory Firms to "Step Up" to Today's Compliance Challenges
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