Task Force Chair:
Gary Cohen
Task Force Vice Chair(s):
Kristin Shepard
|
|
Rule 151A Task Force
The Rule 151A Task Force will be updating as new developments occur.
Articles
-
SEC Fights to Save Rule 151A, Expect Focus, Vol. I Winter 2010
-
Litigation to Overturn SEC Index Annuity Rule, The Investment Lawyer, Vol. 16, No. 7, July 2009
-
Spotlight on 151A, Expect Focus Vol. I Winter 2009
-
More Uncertain Times for Indexed Annuities, Expect Focus, Vol. I Winter 2009
-
Parsing the 151A Labryinth, Expect Focus, Vol. IV Fall 2008
-
Proposed Rule 151A Sweeping Changes, Expect Focus, Vol. III Summer 2008
Client Alerts
-
SEC Decides To Proceed with Rule 151A Analysis, But Subject to a Two-Year Stay, December 9, 2009
-
Additional Briefing in Rule 151A Litigation, December 2, 2009
-
SEC Responds to Old Mutual Petition for Two-Year Stay of Rule 151A, September 29, 2009
-
Mixed Results in Rule 151A Opinion, July 22, 2009
-
SEC Invites Company Input on Index Annuity Rule 151A, May 29, 2009
-
Rule 151A Litigation Oral Argument, May 11, 2009
-
SEC Adopts New Registration Rule for Index Annuities, December 17, 2008
151A Litigation
SEC Releases and Comments
Anti-151A Legislation
- H.R. 2733 Amending Section 3(a)(8) of the 1933 Act
- S. 1389 To clarify the exemption for certain annuity contracts and insurance policies from Federal regulation under the Securities Act of 1933.
Our Team
Resources
|
