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Task Force Chair:
Gary Cohen

Task Force Vice Chair(s):
Kristin Shepard

Rule 151A Task Force

The Rule 151A Task Force will be updating as new developments occur.

Articles

Client Alerts
151A Litigation
SEC Releases and Comments
Anti-151A Legislation

  • H.R. 2733 Amending Section 3(a)(8) of the 1933 Act
  • S. 1389 To clarify the exemption for certain annuity contracts and insurance policies from Federal regulation under the Securities Act of 1933.

Our Team

Gary Cohen

Kristin Shepard

Richard Choi

Ann Black

Joan Boros

Ann Furman

Marilyn Sponzo


Resources